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Banca Finnat | Mifid - Emir | Institutional Site

Banca Finnat

Banca Finnat | Mifid - Emir | Institutional Site

The MiFID II Directive (2014/65/EU)


The EU regulation on investment services and markets in financial instruments – known as MiFID II – entered into force on 3.01.2018, as a revamped version of the Markets in Financial Instruments Directive (MiFID).

The “INVESTMENT SERVICES INFORMATION DOCUMENT”, prepared according to the EU Regulation 2017/565, contains the following information:

  1. SECTION I – Information about the bank and its investment services – page 4
  2. SECTION II – Information on the conflict of interest and incentives policy – page 7
  3. SECTION III – Information concerning safeguarding of client financial instruments and client funds – page 9
  4. SECTION IV – Information about financial instruments and products – page 11
  5. SECTION V – Information concerning client categorisation – page 27
  6. SECTION VI – Overview of the key clauses of the client framework agreement – page 28
  7. SECTION VII – Information on costs and associated charges – page 35
  8. SECTION VIII – Bank order execution strategy – page 35
- Annex 1 - Order execution locations on Financial Instruments
 

EMIR DIRECTIVE


EMIR – Regulation (EU) no. 648/2012 – Art. 38(1) - Transparency

The EMIR – Regulation (EU) no. 648/2012 entered into effect on 16 August 2012. Among the transparency requirements introduced by the Regulation, paragraph 1 of art.38 provides for the public disclosure of the prices and fees applied by the authorised central counterparties (CCPs) and their clearing members, in relation to the clearing services provided to their clients.

Banca Finnat, in the capacity of Clearing Member of Cassa di Compensazione e Garanzia, is required to comply with this provision. Therefore, we will exclusively apply the trading commissions provided by the agreements entered into with our clients, in relation to the execution of orders for clients and related clearing services.

The commissions cover all the costs incurred by the bank to provide the above mentioned services. Having regard to the commissions applied by the authorised Central Counterparties (CCPs), in pursuance of art. 38(1) of the EMIR Regulation, the website of Cassa di Compensazione e Garanzia shows the prices applied to Banca Finnat.

Mifid-Emir - Documentation
27.04.2018 Report sulle prime 5 sedi di negoziazione 2017 pdf
27.04.2018 Report sulla qualità della policy di esecuzione degli ordini 2017 pdf
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Banca Finnat Euramerica S.p.A.
Registered office in Piazza del Gesù n.49, (IT-00198) Rome, Italy
Share capital € 72,576,000.00 fully paid-in, represented by 362,880,000 ordinary shares
Enrolled in the Banking Register under No. 5369
Holding Company of the Banca Finnat Euramerica Italian banking group,
enrolled in the Banca d’Italia’s Register of banking groups No. 5557
Enrolled in the Rome Companies’ Register Tax Code No. 00168220069 - VAT No. 0085601004
R.E.A. n.444286 – ABI 3087.4 – Codice LEI: 815600835712F7BA2869
Member of the National Interbank Deposit Guarantee Fund
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