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Corporate Broking (Specialist, Liquidity Provider, Bid Intermediary)

Banca Finnat | Corporate Broking| Institutional Site

Banca Finnat

Banca Finnat | Corporate Broking| Institutional Site

Broking: The Corporate Broking services (Specialist, Liquidity Provider, Bid Intermediary, Appointed Intermediary on Listed Funds, etc....)


Extreme care is reserved for "Corporate Broking" services dedicated to that particular category of Institutional Customers identifiable as Issuers with listed financial instruments.

In this sphere, Banca Finnat is able to meet all the operational needs of businesses already listed due to the conferral of standardised mandates, assisting the issuers both in the achievement of "buy back plans" (repurchase by the issuer of their securities already placed and traded on the secondary market) and in undertaking "specialist operator" appointments (in the event that this figure is envisaged in the Stock Market segment in which the issuer is listed) and, in conclusion, in undertaking the role of "liquidity provider"

Finnat lays claim to consolidated experience in such activities, launched back in 1997 when it covered the role of specialist for ordinary Terme Acqui securities in the Thinly-traded Securities segment and then continued to the present day with a growing number of appointments.

At present the Bank operates as liquidity provider in the MTA segment; as specialist on the AIM market (covering market leader in this role), in the Real Estate Property Funds and Private Equity Funds segment, on the MOT and on the SEDEX; as well as executor of buy back plans for leading Issuers.

The table below discloses the appointments received over the years by Banca Finnat in the various segments of the Italian Stock Exchange.

SEGMENT ISSUER ISIN SPECIALIST
MTF Capitalia Sofipa SGR SPA IT0003836043 Capitalia Sofipa Equity Fund
MTF Investire Immobiliare SGR SPA IT0003896922 Fondo Obelisco Immobiliare
MTF Beni Stabili Gestioni SGR SPA IT0003187595 Fondo Immobilium 2001
MTF Beni Stabili Gestioni SGR SPA IT0003187603 Fondo Invest Real Securities
MTF FIMIT SGR SPA IT0004105273 Fondo Delta
AIM ITALIA
Methorios Capital SPA IT0004615396 Mothorios Capital Azioni ordinarie
AIM ITALIA IKF SPA IT0004488307 IKF Azioni Ordinarie
AIM ITALIA
Poligrafici Printing SPA IT0004587470 Poligrafici Printing Azioni ordinarie
AIM ITALIA
PMS SPA IT0004582083 PMS Azioni ordinarie
AIM ITALIA
Unione Alberghi Italiani SPA IT0004621576 Unione Alberghi Italiani Azioni ordinarie
AIM ITALIA
Società Editoriale Vita IT0001037685 Società Editoriale Vita
Sedex Credit Suisse International XS0522689404 Return Certificates due 2013 linked to the Euro Stoxx 50 Index
Sedex Credit Suisse International XS0507396603 Return Certificates due 2013 linked to the Euro Stoxx 50 Index
Sedex Credit Suisse International GB00B3WKFZ80 5 year 95% Principal Protected on Euro Stoxx 50 Index Return Securities due 2015
Sedex Credit Suisse International CH0124833564 2yrs Callable Bonus Certificate
SEGMENT ISSUER ISIN LIQUIDITY PROVIDER
MTA Astaldi SPA IT0003261069 Astaldi Azioni ordinarie
SEGMENT ISSUER ISIN BID INTERMEDIARY
MOT Credit Suisse International XS0508676417 Floating Rate Notes due 2016
MOT Credit Suisse International XS0484519938 Inflation linked Variable Interest Rate Notes due 2015
MOT Credit Suisse International XS0513664689 Return securities 2013 linked to eur usd rate series SPLB 2010-1101

SPECIALIST FOCUS ON AIM


Banca Finnat is market leader in the role of specialist in the AIM segment of the Italian Stock Exchange with a market share of around 50%.

The Stock Exchange regulations discipline the obligations and fulfilments which the Specialist must satisfy in the primary interests of the Market in a precise manner: However, when carrying out the appointment, Banca Finnat considered the obligations identified by legislation to be “minimal”, and therefore:
  • if appropriate, undertakes commitments greater than the minimum ones envisaged for providing effective liquidity;
  • represents a proactive reference point of the Issuer;
  • provides absolute transparency on its activities and on the market trends partly thanks to particularly in-depth reporting.

The services may also be customised with additional services which can be agreed:
  • The prompt production as per the best standards, if envisaged, of financial analysis and brief analysis at the time of disclosure of the quarterly data and the main corporate events, relating to the Issuer.
  • Possible collaboration for the organisation of meetings for presentation of the financial instruments or the issuer with professional investors or with the financial community.

SEGMENT

 

FINANCIAL INSTRUMENTS

SPECIALIST ROLE

MTA

 

 

 

 

 

 

Blue Chips

Shares of companies listed on the FTSE - MIB

Mandatory

STAR

Securities of companies with average capitalisation and High requests

Mandatory

Standard 1
(on-going trading)

Securities of companies with average capitalisation

Optional

Standard 2
(bid opening/closure)

Not envisaged

MTA International

 

Foreign company securities

Mandatory

MIV

 

Closed-end Real Estate and Equity Funds and Private Equity Funds

Mandatory

TAH (Mercato serale)

 

Blue Chip included in the FTSE ITALIA All Shares index and securities of the Star segment

Mandatory

SEDEX

Covered warrants e Certificates

Mandatory

AIM ITALIA

Securities of small and medium-sized Italian companies with high growth potential

Mandatory


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If your Bank is interested in this service, please contact our unit for the necessary technical and commercial agreements: istituzionali@finnat.it
Corporate Broking (Specialist, Liquidity Provider, Bid Intermediary) - Documentation

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Banca Finnat Euramerica S.p.A.
Registered office in Piazza del Gesù n.49, (IT-00198) Rome, Italy
Share capital € 72,576,000.00 fully paid-in, represented by 362,880,000 ordinary shares
Enrolled in the Banking Register under No. 5557
Holding Company of the Banca Finnat Euramerica Italian banking group,
enrolled in the Banca d’Italia’s Register of banking groups
Enrolled in the Rome Companies’ Register Tax Code No. 00168220069 - VAT No. 0085601004
Member of the National Interbank Deposit Guarantee Fund
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